three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  For unlicensed securities business operated by S

SEC therefore revoked the approval of {A} as capital market investment consultant and set the period for acceptance of his re-application for approval as capital market personnel for 2 years and 11

of outstanding work made by 40 volunteers under the shareholders? rights protection campaign launched by the TIA in the past years. This aimed at encouraging them to perform their work efficiently

Bangkok, February 24, 2015 ? The SEC announced the success of ?Pride of the Provinces? Project in the past three years joined by 289 companies from 42 provinces. Recently, 15 participants obtained

-application for approval as capital market personnel for 4 years. Taking into account that {A} had already been suspended from her duty as securities investment consultant by her employer for 3 months; the

. Under the proposed criteria, a listed company may apply for an extension of the disposal period for its repurchased shares for a further period of up to two years, provided that all the conditions under

, each jail term was reduced to five years and four months, making a total of 10 years and 8 months without suspension. On December 22, 2015, the Appeal court affirmed the judgment of the Criminal Court

2,666,666.67 Baht fine. The jail term was suspended for two years. The later, on February 18, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The

asset business without obtaining a license. The Court, therefore, sentenced the defendant to imprisonment for a term of 2 years and a fine of 200,000 Baht. Given that the Defendant pleaded guilty, which

Investment by CPNREIT 1. Leasehold/sub-leasehold rights over immovable properties (partial building and structures, excluding land) for a term of approximately 15 years in which the leasehold rights shall