information in the Documents and hereby certify that the Documents is accurate, complete and contains, no false information; no material facts which are necessary or must be included in the Information
the SEC Office both printed document and electronic form shall contain the correctly consistent statement and shall not contain any false statement or conceal any material facts which should have been
, without any false statement in material aspects or concealment of any material facts which should be disclosed. Clause 7. When the rules as specified in Clause 3, Clause 4, Clause 5, and Clause 6 have been
financial prediction is based on unreasonable hypothesis, it may be liable to be false or misleading and the Company may be liable to violation of the Securities and Exchange B.E. 2535 (1992). In the case
condition are different from the prediction. If the financial prediction is based on unreasonable hypothesis, it may be liable to be false or misleading and the Company may be liable to violation of the
client’s derivatives trading is inappropriate or may contravene the Law on Derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
clarification under subclause (1), or provides false or materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or
clarification under subclause (1), or provides false or materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or
ผูล้งทุนเพื่อยนัยนัรายการซ้ือขาย โดยผูล้งทุนรับทราบ เป็นตน้ (4.7) ตอ้งไม่เป็นผูส่้งค าสั่งซ้ือขายหลกัทรัพยท่ี์ไม่เหมาะสม (false market) (4.8) ตอ้งยบัย ั้ง ทกัทว้ง หรือแจง้ ในการใหบ้ริการซ้ือขายหลกัทรัพยห์
false statements of material facts or conceal material facts which should have been stated in any document which is to be disclosed to the public or to be submitted to the Office, the SEC or the