be imposed to support the risks associated with providing digital asset trading services. (3) Amendments to digital assets custody criteria, allowing business operators holding clients’ digital assets
The training seminar on the topic “Understanding the Impact of Sustainability on the Value and Performance of Companies; Integrating Climate-Related Risks and Opportunities into Equity Analysis and
on asset allocation to advise them to diversify their investment portfolio and on the risks associated with investing in such debt securities.Additionally, the SEC has amended the disclosure rules to
to ensure that business operators have sufficient capital to cover risks associated with their operation and support business continuity. This will protect investors and build confidence in business
from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed returns and appropriate warnings about investment risks must be included. In case of
system (KYC) that are appropriate to evaluate product risks against characteristics of each customer; - separate departments or personnel responsible for customer assets safekeeping from other operational
digital asset business operators, as they would not be protected by law and may be exposed to risks of scams and money laundering. To verify the names of licensed business operators under the SEC’s
Meeting No. 3/2565 on 19 April 2022, to make the rules more suitable for the current environment and to ensure effective supervision, as well as to hedge risks of business operators, their clients, and
reference tool for designing policies or strategies for access to green financing, appropriately managing risks and opportunities in relation to environment or climate changes, and maintaining competitiveness
investment consultant for complex instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex