to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident

by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become

which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to

According to public referrals, certain people are suspicious of, or solicited by, Tradenance Incorporation Limited. Its advertising materials published via websites and Facebook claim that highly

Following the announcement of BX (which formerly operated in digital asset exchange business) that its business operations will completely shut down on 3 April 2020 which means it will stop

Following a report from Maybank Kim Eng and SEC’s further investigation, it was found that from the month of May to 5 October 2016, Pusit, who was the company’s executive at the time, had taken

.   The SEC is proposing to issue regulations that would exempt social enterprises from filing the application and the registration statement for public offering, provided that their operation complies with

accordance with the new CG Code. Participants from more than 250 listed companies were in attendance. SEC Senior Assistant Secretary-General Waratchya Srimachand said that this seminar is intended to help

business providers, for the investors to receive quality service up to standard.Furthermore, the regulations would stipulate certain requirements from business providers which are that they must have

SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in