and shall be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damages to the company but
implementation and serve stakeholder needs better. Eventually, this would be beneficial to all market participants and the Thai capital market. Additional actions to be taken in the second half of this year aims
SEC found from conversation records that {A} had obtained authorizations to make trading decisions for the clients. {A}'s actions are deemed in violation of Clause 20(2) and (3) of the Notification of
for investment in securities and derivatives. The said actions were done under the name ?Nateethong? through the web blog: URL http://nateethong.bloggang.com. Due to the fact that Yuttana was neither
addition, Exmix solicited and promoted the use of its services through the aforementioned websites via social media channels in the Thai language.Such Exmix’s actions are deemed to be the operation of a
following the Shareholders’ Approval. Thus, the aggregate transaction size is equivalent to 12.76% of net tangible assets of LPH and its subsidiaries based on the reviewed financial statements for the period
interests amount of 82.18 million baht Size of Transaction : 82.18 million baht/ 5,207.38 million baht Size of Transaction : Size of the transaction equal to 1.58% of the net tangible assets by calculating
) The interests amount of 93.73 million baht Size of Transaction : 93.73 million baht/ 5,146.41 million baht Size of Transaction : Size of the transaction equal to 1.82% of the net tangible assets by