considering the detailed information of the REIT, including the appropriateness for the investment and relevant risks. The effectiveness of this Registration Statement does not mean, in any way, that the
this regard, the SEC Office shall deliberate the appropriateness under the following rules: (1) having explicit policy and objective in respect of member supervision and promotion of the appraisal
, consideration shall be given to the appropriateness and adequacy of the information to support investment decision making and the measures for investor protection. In this regard, the SEC Office may prescribe
exempted; The granting of exemptions under the first paragraph shall take into significant consideration the appropriateness and sufficiency of information for making investment decisions and measures for
เนินธุรกิจที่เหมาะสม โดยในกรณีท่ีมีการให้บริการ specific advice ผู้ให้บริการต้องมีระบบการพิจารณาถึง suitability ในการให้ค าแนะน าด้วย (1.2) มีระบบเทคโนโลยีสารสนเทศ (IT) ที่มั่นคงปลอดภัยและเพียงพอกับรูป
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
1,689 million Baht. This was mainly due to the investments from Apollo and the fair value measurement since Q2 2017. Appropriateness of the Funding Structure In 2017, the Company had total debt to equity
Baht, mainly due to the recognition value of joint venture of the Apollo’s deal and realized gain from the re-measurement of the remaining investment at fair values. Appropriateness of the Funding
transaction and an opinion on the appropriateness for every such transaction, and maintain the evidentiary documentation retrievable for inspection by the SEC Office. Division 2 Specific Rules for Execution of
September 2013; “ software program ” means any calculation system which displays an analysis to give advice on the value or the appropriateness of any investment in securities or derivatives; “ IT assets