In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for
Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of the Anti-Money Laundering Act (No. 4) B.E. 2556 (2013) and the Counter-Terrorism Financing Act B.E. 2556 (2013).The promulgation of the above Acts demonstrates significant progress in meeting international standards on combating money laundering and the financing of terrorism & proliferation as recomme...
The SEC proposed the amendments to the regulations for the Funds investing in digital assets to ensure fair competition among business types and enhance asset allocation benefits for investors
considered a fundamental duty that listed companies should adhere to under the law. The SEC has therefore amended the relevant regulations to repeal the filing fee reduction for the annual registration
the purpose (Loan against Securities: LAS) deviates from the intended purpose of margin loan transactions.The SEC therefore deems it necessary to amend the regulations regarding margin loans to enhance
Earlier, the SEC conducted a public hearing on the proposed principles and draft regulations to support digital asset custodial wallet providers from business groups with expertise, experience
On 23 May 2023, the Capital Market Supervisory Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the regulations related to disclosure and submission
bonds) of foreign entities (issuers) in Thailand with the amendments to the baht bond offering regulations. The notifications of the amended regulations*** have been published in the Government Gazette
suggestions and took them into consideration when reviewing the proposed regulations. The SEC is therefore soliciting public comments on the proposed regulations and relevant draft attachments with the