ought to be aware of the failure to maintain the capital, unless prior to expiration of such period the capital is corrected in accordance with the Notification concerning Maintenance of Capital for not

capital, unless prior to expiration of such period the capital is corrected in accordance with the Notification concerning Maintenance of Capital for not less than five consecutive business days; (3

on the record of defect and the list of evidentiary documentation. ** The SEC Office will not consider the application or begin the processing period until the applicant has corrected the application

relating to the giving of advice by foreign derivatives business operators. Amended by the Notification of the Office of the Securities and Exchange Commission No. SorThor. 17/2554 Re: Preparation and

from the transaction date or the margin call date, as the case may be. 1 Amended by the Notification of the Office of the Securities and Exchange Commission No. SorThor. 17/2554 Re: Preparation and

from the transaction date or the margin call date, as the case may be. 1 Amended by the Notification of the Office of the Securities and Exchange Commission No. SorThor. 17/2554 Re: Preparation and

SEC Office to participate and observe such meeting. Clause 9 In case a unit offeror has amended or added any additional information in a registration statement and draft prospectus submitted to the SEC

derivatives exchange license shall be in the Form attached herein. Clause 81 Repealed. Clause 9 A licensee for operating a derivatives exchange shall commence its 1 Amended by the Notification of the Securities

the Notification of the Capital Market Supervisory Board No. TorJor. 20/2551 Re: Rules concerning the Material Transactions in the Acquisition and Disposition of Assets dated August 31, 2008 (as amended

Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) and Section 9 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions relating to the