1 Addendum - Additional issues for public consultation regarding regulatory approach on ICO After holding a focus group and receiving early suggestions regarding the proposed regulatory approach on
in filing for extension of approval, the SEC Office hereby issues the following order: Clause 1. In this Notification: “personnel in capital market business” means the following: (1) fund manager; (2
. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers dated 3 August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this
Ministerial Regulation Re: Approval of Securities Business B.E. 2551 (2008), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The Notification of the Securities and
Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Securities company” means a company licensed to
(1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Securities company” means a company licensed to undertake securities business in
. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of Private Fund Custodian dated 4 April 2000, the Office of the Securities and Exchange Commission hereby issues the following regulations