total revenues came from a major counterparty. 2. In term of due diligence, failure to have the following information disclosed:(1) Debt repayment ability of a large debtor which is also the applicant?s
matters: (1) Granting an exemption from an event of default under the terms and conditions for the issuer’s proposal to the bondholders’ meeting to restructure the bond repayment, including an extension
penalty and a reimbursement of the SEC’s investigative expenses, totaling 982,265 baht, and prohibiting him from serving as director or executive of securities issuing companies or securities companies for
reimbursement of investigative expenses incurred by the SEC, totaling 123,337,594 baht. He is also prohibited from serving as director or executive in securities issuing companies or securities companies for 29
sanctions comprise a total fine of 27,398,667 baht (a civil penalty, a compensation in the amount equal to the benefit received or is entitled to be received, and a reimbursement of investigative expenses
jointly pay a reimbursement of investigation expenses incurred by the SEC in the amount of 102,132 Baht together with interest at the rate 7.5% per annum since the date of the entry of the plaint (3
reimbursement of investigation expenses incurred by the SEC in the amount of 102,132 Baht together with interest at the rate 7.5% per annum since the date of the entry of the plaint (3 September 2020) until the
offence and a reimbursement of investigation expenses incurred by the SEC in a sum of 18,430,644.75 Baht together with 7.5% p.a. interest calculated from such amount since the date of the entry of the
director or executive in a securities company between 30/07/2019 and 29/07/2029 - a reimbursement of investigative expenses in an amount of 35,567.00 Baht SEC Act