structured debentures. The rules specify the procedure and timeframe for submitting applications and disclosure documents including the forms and contents will be more concise and more convenient, providing
governed structured debentures. The rules specify the procedure and timeframe for submitting applications and disclosure documents including the forms and contents will be more concise and more convenient
documents which are in accordance with the form and procedure provided on the website of the SEC Office: (a) An application and supplementary documents; (b) A letter certifying that the person has
and procedure as stipulated by the Notification of the SEC Office. An application submitting under Paragraph 1 shall be jointly prepared by a financial advisor whose name appears on the SEC Office’s
operator’s proprietary trading shall arrange to have systems for administrative management and management of risk which could arise from such investment, at least in the manner in accordance with the guideline
นมีอ านาจประกาศก าหนด แนวทาง (guideline) การปฏิบัติในรายละเอียดของข้อก าหนดตามประกาศนี้ เพื่อเป็นการให้แนวทาง ปฏิบัติที่ถือว่าเหมาะสมและสอดคล้องตามประกาศนี้ และหากบริษัทจัดการปฏิบัติตามแนวทาง ดังกล่าว
Securities and Exchange Commission Notification of Capital Market Supervisory Board Notification of the Office of the Securities and Exchange Commission Circular Guideline Data not found ติดต่อ ก.ล.ต. สำนักงาน