fund; (10) private fund managed by securities company for investment of investor under (1) to (9) or (11) to (26) or high net worth investor; (11) provident fund; (12) Government Pension Fund; (13
shares under the specific objective basis to specific investors (Private Placement) from not exceeding 35 percent in aggregate to not exceeding 49 percent in aggregate of the total number of shares sold
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Investment Units and Marketing Representatives of Private Funds
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of
specify): Private Placement Ordinary Shares 2.2 ( ) Commencement of status of a concert party ( ) Termination of status of a concert party 2.3 ( ) Acquisition of a juristic person under Section 258
PHILLIP Securities (Thailand) Public Company Limited Between Feburary 23, 2021 and May 2, 2024, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, has applied