remain sufficient for the first investment scenario. In case WAVE intends to increase its holding up to, after the capital increase, 25 percent of its registered capital, WAVE will have to spend large
accepting any audit engagements; assess the firms? adequacy of human resources with sufficient skills, knowledge, and capabilities to deliver high quality audit work; and improve risk assessment criteria to
their awareness on asset allocations. In addition, they should be able to give advice on suitable financial products for investors with a view to achieving sufficient savings upon retirement. Since all
Bangkok, March 18, 2015 ? The SEC suspended {A}, a securities investment consultant and a branch manager of Bangkok Bank Plc., for failure to inform the client of sufficient information which was
proposal to purchase outstanding and newly issued shares of Andaman Power and Utility Co., Ltd. (APU) totaling 3.4 million shares worth 340 million baht, to obtain concession to sell the power to Myanmar
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
Bangkok, May 7, 2013 ? The SEC has encouraged securities companies to prepare company reports on top 10 or 20 securities with active trading volumes to provide investors with sufficient information
disclosed in the platform for efficient portfolio management. SEC Secretary-General Vorapol Socatiyanurak said ?Bond Supermart? is one of bond market development projects initiated by the SEC and jointly
’ meeting, to ensure that shareholders are provided with sufficient and appropriate information for their consideration; (3) Shareholders would not be granted a veto right in cases of PP offerings at a