Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (Codefied) 17/01/2017 16/02/2017
. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor. 43/2552 Custody of Clients Assets by Securities Companies (Codified
1. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor. 43/2552 Custody of Clients Assets by Securities Companies
Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (Codefied) 17/01/2017 16/02/2017 Notification of
, conditions and procedures prescribed and notified by the SEC Office. Chapter 2 Authority of the SEC Office ______________________ Clause 10 In the cases it appears to the SEC Office a fact causing any of the
cases: (1) in case of a mutual fund that offers all investment units for sale to persons who are not domiciled in Thailand, the mutual fund management company may prepare the financial statements in
following cases: (1) in case of a mutual fund that offers all investment units for sale to persons who are not domiciled in Thailand, the mutual fund management company may prepare the financial statements in
operational control which are able to uphold the derivatives business efficiently in order to ensure honest business conduct, taking into account the interest of the client, and fair treatment of all clients as