unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
other business operator) will not operate the same business and having the competition between the CPOA for trading business for biodiesel and edible oil of the Company including shall not conduct any
สมาชิกของ WFE1 1.2 อีทีเอฟต่างประเทศและผู้รับผิดชอบดำเนินการของอีทีเอฟต่างประเทศ (ETF operator) ต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลต่างประเทศที่เป็นสมาชิกของ IOSCO2
Notification and such office shall remain operative under the scope of operations prescribed under the said Notification. The service office shall also be subject to this Notification and other notifications
permitted to operate as a branch office under this Notification and such office shall remain operative under the scope of operations prescribed under the said Notification. The service office shall also be
comes into force, it shall be deemed that such service office is permitted to operate as a branch office under this Notification and such office shall remain operative under the scope of operations
following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives business
of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange