Destination Resorts Company Limited Destination Resorts Company Limited (“DR”) had duty to prepare and submit the financial statement for the six-month periods ended 30 June 202 3 within 2 October
Group Lease Public Company Limited Group Lease Public Company Limited (GL) failed to prepare and submit (1) the financial statement for the year 2021 (2) the annual registration statement (Form 56
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for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company, claiming that such company was in the listing process of the Stock Exchange of Thailand (SET), when
Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the
days, and (2) Kasikorn Bank Public Company Limited, offering a private placement of foreign currency denominated corporate bonds to domestic institutional investors at the value of 17 million Euro for
Bangkok, March 17, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading derivatives contracts on behalf of client.The SEC probed
Bangkok, July 8, 2015 ? The SEC suspended three investment consultants for making trading decisions on the clients? behalf. Those investment consultants were Ashiya Ashiyakul, a former capital market
consultant of Krungsri Securities Public Company Limited (Krungsri Securities) and Apple Wealth Securities Public Company Limited as well as {B}, a securities investment consultant and {C}, a capital market