request your consent. The SEC Office complies with appropriate security measures, for example, ISO27001 standards or NIST, etc. In case of any cross-border data transfer to destination country

doing, it is crucial for the 585 listed companies to execute serious anti-corruption measures, and the tangible, positive results thereof could set a good example for their peers and other business

Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to

equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the

, for example, has changed significantly recently. Since last December, SEC has informed SET to monitor the trading activities of such shares closely to protect investors and prevent distortion of the

covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of

disclose information to the investing public via VDO and Power Point presentations at IPO roadshows. In any case, such visual and audio presentation must contain at least material information, for example

funds and the prospectus are made them clearer and more appropriate. For example, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding, allowing

solicitation of this ICO because it may not be in compliance with the governing rules, for example, screening of qualifications, review of smart contracts by the SEC-approved ICO Portal, and disclosure of

companies of less than the current threshold of 99%, provided that prescribed conditions are met. Moreover, additional mechanisms to protect REIT rights must be in place, for example, disclosing reasons for