price margin, causing damage to a large number of investors.   The seven persons? offences were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2) and liable to the

. Hence, if the public sector did not come in to regulate, it would be possible for frauds, scams or unfair activities to arise and consequently damage the trading confidence and investors themselves

deposit of collateral, causing damage to the true owners of the accounts. Nomura consequently terminated his employment and demanded that he pay compensations to the inflicted clients. In the case of

affected the applicant's prudent management; (2) insufficient monitoring of related party transactions that may have invoked a conflict of interest and damage to the IPO applicant with regard to a group of

approval from the MGR?s board of directors to create the obligation  and certified the falsified copies of the minutes caused MGR to suffer damage from becoming liable to repay 259 million baht in debt to

guaranteed while in fact such rate was only a condition for auto redemption, not an estimate return. In any case, TBANK has already paid a compensation for the damage incurred to the customer.The demeanors of

, causing the company to suffer damage, or a benefit to be gained for himself or other persons in violation of Section 89/7 and Paragraph 2 of Section 281/2 of the Securities and Exchange Act B.E. 2535 (1992

damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that

? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from

issuing short-term bill of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second