. KorThor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker dated 22 December 2004, The Office of the Securities and Exchange Commission hereby issues the following
Notification of the Securities and Exchange Commission No. KorThor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker dated 22 December 2004, The Office of the Securities and
In the current context of business rehabilitation, there is a more diverse range of guidelines for restructuring debts or funds of Rehabilitation Listed Company. Therefore, to ensure that the
-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions. Moreover, in cooperation with securities business operator, the SEC sets up standards and
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)
Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)
Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)
Rules, Conditions and Procedures for Management of Mutual Fund (No. 8)
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets