investors in Thai listed companies will be more confident in term of sufficient investor protection. The announcement further illustrates that the SEC?s practices and supervision are in conformity with
pursue further action against the offeror and the financial advisor. # # #
fined each of them 1,718,816.18 baht. Meanwhile, the SEC will take further legal actions against those declining to enter the settlement procedures.
. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings. In any case, the
Help Center at 1207 or complain@sec.or.th for further investigation,? Vasant added.
accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of
. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as
damage to the client. With reference to the bank?s report on the client?s complaint and the SEC's further inspection, {A} was found to have signed on the unit redemption form of Bualuang Long-Term Equity
Thailand (SET), the SEC?s further inspection has revealed that on 3 November 2014, Pichet, then director, executive director and managing director of accounting and finance of MLINK, reported to the SET a