. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager
staffs and compliance functions. Accordingly, the types of mechanisms and procedures CRAs adopt to ensure that the provisions of the IOSCO CRA Code are followed will vary according to the market and legal
) providing analysis, advice or planning of investment for clients, or supervising account of clients and making decision for clients. Clause 5 Personnel in the capital market business performing functions
to carry out the relevant functions, including provide its opinions as required by the Notifications on Connected Transactions. In this regard, the Company has appointed Grant Thornton Services Limited
independent financial advisor to carry out the relevant functions, including provide its opinions as required by the Notifications on Connected Transactions. In this regard, the Company has appointed Grant
operator and reveal in the annual compliance report; (11) other functions with similar characteristics to the above functions under sub clause (1) to (9). Clause 9 4 The clause is repealed by the by the
relating to Business Operation to Third Party (No.5) dated 21 December, 2016 (effective on 16 January, 2017). 5 reveal in the annual compliance report; (11) other functions with similar characteristics to