resolved to approve the generation of alternative income channels and the reduction of expenses as follows:(1)  To enhance the securities companies’ ability in managing liquidity, it is approved in

once a week, featuring four important topics related to funding in the digital age presented by experts in the field, as follows:              1.  Power of the Crowd: Overcoming COVID-19 Crisis with

as follows:             (1)  waiver of the annual fee for small-sized listed companies and issuers of any securities other than shares, for example, debentures, derivatives warrants and real estate

measure to control the spread of COVID-19. The seminars will be broadcast live every Friday throughout the month of May, from 16.00 to 17.00 hours. The episodes in chronological order are as follows:  1

respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1)  Intermediaries, i.e., securities investment advisory service

in accordance with the ethical standards as specified in Section 5 of the Ethical Standards Act, as follows:(1)  Loyalty to the core national institutions, i.e., Nation, Religion and Monarchy, as

exemption are as follows:             (1)  Rules that carry the material context similar to that stated in the Securities and Exchange Act B.E. 2535 or the Derivatives Act B.E. 2546 or the regulations

. The other six offenders later consented and fully paid separate civil penalties, as follows: Sathit and Chavin paid an equal amount of 57.97 million baht while Tanyapa, Sorod and Iryne paid 500,000 baht

operators in the capital markets who plan to apply fintech must comply as follows: (1)    Set a policy on fintech application at board or executives level; (2)    Have personnel understand the basic

follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or