activities via various channels including production of an auditor?s reporting handbook and organization of preparatory guideline seminars for auditors in the capital market, chief financial officers, audit
experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market regulator which is a member of International Organization of Securities Commissions (IOSCO) and
regulator which is a member of International Organization of Securities Commissions (IOSCO) and Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of Information, (3) CIS
Organization for Economic Co-Operation and Development (OECD). The areas of assessment consist of (1) basic requirements and (2) bonus and penalty, the result of which will be distributed in 2013
บริษัทจดทะเบียนอยู่ (home regulator) ซึ่งจะต้องเป็นสมาชิกขององค์กร ก.ล.ต. นานาชาติ (International Organization of Securities Commissions: IOSCO) และลงนามในข้อตกลงในการแลกเปลี่ยนข้อมูลด้านการกำกับดูแล
societal and stakeholder needs has become equally vital to survival and competitiveness of their businesses as it does raise level of business credibility in and outside organization. Moreover, all listed
markets of the World Federation of Exchanges (WFE) whereas the eligible funds must be established and managed by securities firms licensed by member regulators of the International Organization of
ใต้การกำกับดูแลของหน่วยงานที่เป็นสมาชิกองค์กร ก.ล.ต. นานาชาติ? (International Organization of Securities Commissions: IOSCO) หรือซื้อขายในตลาดหลักทรัพย์ที่เป็นสมาชิกขององค์การตลาดหลักทรัพย์โลก (World
.?The SEC and CSSF are both members of the International Organization of Securities Commissions (IOSCO).??
rating agencies in response to the changing business environment and in line with the International Organization of Securities Commissions (IOSCO) standards. The revision requires that locally-based CRAs