ผู้ประกอบธุรกิจหรือบุคลากรของผู้ประกอบธุรกิจกับลูกค้า หรือระหว่างลูกค้าด้วยกันเอง (8) การคำนึงถึงผลประโยชน์ของลูกค้า (clients’ interests)
institutional client s; (6) “ inside information ” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired
and Miss Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of
clients after closing time of normal trading session is the transaction executed on the next trading day. Clause 34 For providing service to a client, a derivatives broker shall proceed as follows: (1
Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of investment in SUTG
Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013
securities brokering, dealing, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities