criminal complaint has resulted in the alleged offenders having untrustworthy characteristics and being prohibited from holding the positions of director and executive of securities issuing companies and

SEC files criminal complaint against 15 alleged offenders on account of price manipulation of 12 securities Bangkok, May 8, 2012 ? The SEC today filed a criminal complaint against 15 alleged

On 6 July 2023, the SEC filed a criminal complaint against 10 offenders, comprising STARK and its former directors and executives, with DSI for colluding to falsify or consenting to the falsification

=8438 SEC imposes civil sanction on three offenders for manipulating BA shares , have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company

statement and insider trading of RASA shares Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa

imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6459 SEC supports

potential misuse of funds for money laundering by offenders. Investors can verify the list of digital asset business licensees on the SEC’s website at www.sec.or.th and SEC Check First application

process. As to whether any persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the public prosecutor, and the adjudication of the court of justice

the offenses are subject to the criminal complaint under Section 300 of the SEA. The criminal complaint against the four offenders is in relation to the SEC’s order issued by virtue of Section 58 (1) of

of Section 317/11 of the Securities and Exchange Act.  The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of