Department Director-General has the authority to order violators or non-compliant parties to comply with the law within the established timeframe. If they fail 3 to do so, they will be subject to
has decided that intermediaries shall comply with the rules and conditions issued by the AMLO instead; however, intermediaries shall have an efficient risk management system adequate for the prevention
the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or
those failing to comply with the law may be imposed with legal action.” On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing
rules concerning application for securities registrar license. This is to ensure the continued enforceability of Section 206 and Section 222 of the SEA and to comply with Section 22 of the Act on
profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has
investment, listed companies must also consider the transaction size and the obligation to comply with the governing regulations. If such transaction is liable to be material, the companies shall be subject to
exchanges or related persons. In addition, a digital asset exchange has to set the requirement that the digital token issuer who is the exchange itself or related person comply with the white