’ representative is required to comply with the Securities and Exchange Act B.E. 2535 (1992) and associated laws and regulations. Additionally, they are obligated to fulfill duties outlined in the bondholders
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
entity under the SEC supervision with the duties to comply with the Digital Asset Decree and related regulations. If any contraventions are found, the SEC can take enforcement actions against the company
, volume, complexity and range of businesses and services as well as associated risks. Zipmex is required to fully comply with the order within three days as from the date on which the SEC notifies the
extension of AGM holding of property funds, infrastructure funds and REITs, or a permission to use other alternative measures. In any case, being unable to comply with the AGM Checklist due to the COVID-19
comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT
been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has