JTS282A bonds. Key matters for consideration are as follows:       Regarding JTS254A      (1) Granting a waiver of an event of default under the terms and conditions in relation to the company's failure to

liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties

investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as

understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA

further appropriate action can be taken in time.?                           ______________________________  *Failure to perform duties honestly under Clause 23(1) and failure to perform duties

Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip

Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the

, appropriate audit evidence regarding the failure to record allowance for uncollectible refunds of advance payments for goods and omit to estimate the recoverable amount of the investment in the subsidiaries to

for the approval of the warrants and the underlying shares. The failure to disclose such information resulted in non-compliance with the said Notification.   Since the meeting notice may have incomplete

act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the