Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public
provided services or presented itself to the public that it was ready to provide the digital asset exchange service in the ordinary course of business outside the digital asset exchange. Additionally
Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish
Consumers Council. To provide the audience with a clearer picture of class action legal proceedings, the panelists discussed and exchanged views and experience, theoretical and practical, in relation to this
placement (PP), must clearly determine, in the terms and conditions of such convertible debentures, an agreement on damages arising from the company?s failure to provide sufficient amount of shares for
perform duties or provide services honestly and a wrongful treatment of investor assets in contravention of the governing Notification of the Capital Market Supervisory Board. The SEC therefore revoked his
provide investors with correct and complete information promptly. _________________
bank branches offering the debt securities to provide investors with more complete information that reflects investment risk and allow them to make sound investment decision,? said Vorapol.
the applicants are the SEC-approved FA. The revision aims to provide more accurate and comprehensive information disclosed in notice calling a shareholders? meeting, particularly information on dilution
investment in all products. ?Improvement of the suitability test will not only provide the business operators and investors with more convenience, but will also better reflect investor demands. The test