audited by auditor on the Office of the Securities and Exchange Commission’s approved list. 2. Where a common control combination involving the issuer has occurred at any time during the latest two
Directors Meeting No. 6/2018. 2. Approved the company’s performance and Financial Statement in the second quarter of 2018. 3. The meeting unanimously approved the appointment Mr. Yen, Ming-Shan to be Vice
neither been in SEC list of approved issuer nor submitted an application for approval to offer newly issued securities and/or digital token. Therefore, those receiving information or being solicited to
, stating an approval to return and discontinue the License, determining the service termination date on 16 August 2019 at 00.01 a.m. onwards. In addition, NBTC also approved the determination of remedial
Exchange Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the
Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm
of Thailand (SEC). I, the leader and authorized director of ……………………………………….……... (name of the audit firm), hereby certify and consent as follows; 1. I certify that the audit firm has audit quality
the conditions under this Notification on the offer for sale of sukuk which has already been approved; (1) there is a clear fact that leads to the consideration that such regulations or conditions to be
Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions