according to policies agreed upon with customers. This could be an alternative for investors, aside from securities investment.Previously, SEC has been notified about false incentives to lure people to

agreed or conspired on creating the false appearance of the price and volume of ACD shares by continuously transacted in the shares pushing it to the higher price. This actions misled the general public

as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong and Thai funds.In addition, the two regulators have agreed to expedite the approval process of a local feeder

in any  particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's

conducted in last July showed that most participating stakeholders agreed with the proposal for revising the rules in this matter.According to the proposed amendment, an DW issuer would be required to

 {A} had solicited a client to invest in derivatives products by guaranteeing returns; the client agreed to the deal and allowed him to make investment decisions on the client's behalf. Later, he was

offenders have agreed to the civil sanctions imposed by the Civil Sanction Committee; Surachai has paid a fine of 1,635,871.25 baht while Orthai, Somsak and Phichayada have paid a separate fine of 500,000

have shared and discussed relevant guidelines and preventive measures such as industry engagement and guidelines of good practices. The meeting further agreed that the APRC members should conduct a

, jeopardizing its listed company status and trading of company shares in the future.  Although, ADAM board of directors agreed with IFA?s opinion, the board was of the view that it is shareholders? right to make

under Section 296 of the said Act. As he agreed to enter the settlement procedure, the Settlement Committee ordered him to pay a fine of 500,000 baht.?