hearing last year in order to make the rules practical for the business operators. The consultation paper on the draft regulations is available at www.sec.or.th/hearing or contact the Intermediaries

is designed to encourage and support capital market intermediaries to have a cyber resilience, as well as to prepare playbook for cybersecurity incidents, which is an important part of the

Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an

intermediaries such as financial advisor, underwriter and bondholders’ representative. These intermediaries may be related to the issuer and the offeror in such a way that may have an impact on their duty

Bangkok, 9 August 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing custody of clients? assets by intermediaries to ensure investors? best interest.The guiding

Iamdilokwong, SEC Assistant Secretaries-General, along with SEC executives, participated in the panel discussion. Representatives from financial advisory companies, the SET, and experts in internal control

, gave a presentation on “The Importance of Sustainability/SDGs Data and Reporting in the 56-1 One Report.” A total of 43 representatives from 23 companies attended the workshop on 3-4 October 2024, in

Power Strategy Committee, and representatives from private sectors. The event took place at the Ministry of Commerce on 24 February 2025.   At the panel discussion, SEC Director of the Digital

affecting economies and capital markets. The discussion included successful strategic approaches and future directions. Additionally, SEC Deputy Secretary-General met with representatives from ASIFMA and

7.00% per annum from the original bond maturity date.The SEC has instructed the bondholders' representatives to thoroughly detail the advantages, disadvantages, benefits, and impact of approval or non