With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their

The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Investment Management Companies (AIMC

their study tour and attending a knowledge sharing session on "SEC Digital Technology Management," which can be applied to enhance work efficiency and support  innovations in the workplace. This event

Thailand (UNGCNT), organized a workshop titled "SDG-Smart Impact Measurement and Management, Class 3." Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Renaud Meyer, UNDP Resident

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered a keynote speech on "Supervision for Sustainable Growth" at the TFPA Wealth Management Forum 2023: Default & Fraud, organized by the

SEC Secretary-General Ruenvadee Suwanmongkol announced that SEC has issued a measure allowing asset management companies to borrow money or enter into a repurchase transaction agreement to better

SEC is proposing to amend the regulation on the establishment and management of the paperless mutual funds in accordance with the Thai capital market development plan, and to become a part of the

, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows

The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial

SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their