redeem before date of maturity. Clause 8. Derivatives broker shall monitor and supervise to ensure that its personnel perform in accordance with this notification and its guidelines specified for
issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorNor. 57/2543 Re: Rules, Conditions, and Procedures for Liquidation of Mutual
Exchange Commission, orders and circulars issued under or prescribing guidelines in compliance with the Notification of the Securities and Exchange Commission No. KorThor./Nor. 8/2545 Re: Determination for
Commission, orders and circulars issued under or prescribing guidelines in compliance with the Notification of the Securities and Exchange Commission No. KorThor./Nor. 8/2545 Re: Determination for Securities
/2015 16/05/2015 8. Notification of the Office of the Securities and Exchange Commission 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business (Codefied) 08/03/2006 16/04
responsible for proceeding according to such procedures in each situation. Clause 7 The notifications of the SEC Office, orders and circulars that are issued or set out guidelines pursuant to the Notifications
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment