written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the notification of the SEC Office. A
regulations at least fifteen [15] hours in every two calendar years as from the calendar year of obtaining an approval from the Office, of which the syllabus consist of at least three [3] hours’ study on rules
knowledge and regulations at least fifteen [15] hours in every two calendar years as from the calendar year of obtaining an approval from the Office, of which the syllabus consist of at least three [3] hours
person who is appointed to be director or manager and the securities company by its authorized director, or in case of authorization by the securities company, the certified signatory shall at least be the
transaction to the SET with the Information Memorandum at least according to the Schedule (1) annexed to the Notification on the Acquisition and Disposition of Assets, as well as the requirement to send a
including AEON Specialized bank (Cambodia) Private Company Limited (“ASB Cambodia”) should hold at least 10% of their loan portfolio in the national currency (Riel). - AEON Credit Service Systems (Philippines
same period of least year. The revenue from the main businesses of the Company and its subsidiaries as follows: - Sale of real estate business was THB 1,235.80 million or increased by THB 633.80 million
term of the quality of the audit oversight system ? Yes No Is the audit oversight authority you registered with in the country that was assessed under the FSAP and received at least “Broadly Implemented
provident fund committee the following matters: (1) the reason for determining such investment policy which shall at least take into account the best interest of the client; (2) a conflict of interest that