the SEC Office. Clause 15 The derivatives broker shall keep records of giving advice and accepting trading orders in accordance with the criteria prescribed and notified by the SEC Office. Clause 168
การวางแผนจัดกิจกรรมให้ความรู้ด้านการเงินการลงทุนอย่างเป็นรูปธรรม ในหลากหลายรูปแบบ อาทิ แผนการลงพื้นที่สัมมนา/จัดกิจกรรมเชิงสร้างสรรค์ แผนการให้ความรู้ผ่านสื่อออนไลน์ ตลอดจนแผนจัดทำหลักสูตร/E-Learning
the environmental and human rights policies and practices of listed companies throughout the entire value chain. This has become a new standard for listed Thai companies in terms of learning, sharing
, and mobile phones to support remote working and learning during the pandemic. Without reasons to upgrades, consumers continue the usage of their existing devices which impact the overall IT market
transactions, indicating names, positions, academic records, working experiences and training courses in the related programmes (if any) such as CISA, CFA etc.; (d) as regard the credit risk management, there
derivatives transactions, indicating names, positions, academic records, working experiences and training courses in the related programmes (if any) such as CISA, CFA etc.; (d) as regard the credit risk
prices as well as financial status, ability to deposit of margins and debt repayment records of the client; (2) require initial margin from a client no less than the rate or value prescribed by the SEC
repayment records of the client; (2) require initial margin from a client no less than the rate or value prescribed by the SEC Office; (3) calculate the market prices of derivatives held by a client including
include experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international