Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Investment Units and Marketing Representatives of Private Funds
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
work for such persons to have full or partial managing power in the securities company.
work for such persons to have full or partial managing power in the securities company.
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
debt for EARTH to prevent its creditor from receiving full or partial payment, dishonestly converting EARTH’s property to himself or a third party, and obtaining unlawful gains for themselves or another
creditor from receiving full or partial payment, dishonestly converting EARTH’s property to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH