possession , or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept https://publish.sec.or.th/nrs/200pe.doc ประกาศคณะกรรมการกำกับ
https://publish.sec.or.th/nrs/6999pe.doc Section 98 allowing such transaction; (5) sell securities without having possession , or without receiving an order to sell from another person, unless the SEC
approval from the SEC before proceeding in order for the SEC’s efficient monitoring of digital asset business operations; (4) Improvement of Service Standards: Prohibiting digital asset business
Exchange Commission Kor Thor. 9/2556 Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order 18/10/2013 01/11/2013 Contact The Securities and
Commission Kor Thor. 9/2556 Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order 18/10/2013 01/11/2013 Contact The Securities and Exchange
counterparties or providing the system or facilitating entry into an agreement or match the order for persons who wish to trade or exchange digital assets. In so doing, {X1} has solicited the Thai public and
brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker under the law on derivatives