actively solicited and promoted its services in Thai language through a Facebook page called 1000X Thailand. Moreover, Mr. Worawat Narknawdee, the owner and operator of ACTPAY, was responsible for providing

unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of

unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of

of Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for

Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis)   23/01/2004 06/01/2004   Notification of the Office of the Securities and Exchange

of Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for

of Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for

01/03/2017 2. Notification of the Securities and Exchange Commission  KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer

Derivatives Business (No. 3) 11/05/2011 16/05/2011     5. Notification of the Securities and Exchange Commission  Kor Khor. 10/2547 Registration of Derivatives Business Operator In the Category of

Clause 3 A CIS operator who intends to offer for sale of units of foreign collective investment scheme shall submit an application form together with evidentiary documentation to the SEC Office in