Bitazza Company Limited Bitazza Company Limited, a digital asset broker, failed to calculate, prepare and submit the monthly net capital calculation report (Form Dor Jor. 2) for the period of June
unlicensed derivatives business operators, read news ) Note : * refers to inactivated derivatives dealing Registered Derivatives Broker is able to engage in derivative business only with Institutional
digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset broker; and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8253 SEC advises the public to be
broker; and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8253 SEC amends rules on quota allocation for foreign exchange transactions of digital asset fund managers digital asset business operators
TOWER 944 RAMA 4 ROAD WANG MAI, PATHUM WAN, Bangkok 10330 Tel. 02-838-1800 Fax. - Note : * refers to inactivated derivatives fund manager Registered Derivatives Broker is able to engage in derivative
Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units
, Bangkok.The documents and evidence found at the site revealed that the company solicited the public to invest in gold futures by representing itself as a branch office of foreign broker, causing investors who
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.