undertake any responsibility for its accuracy, nor be held liable for any loss or damage arising from or related to its use. Notification of the Capital Market Supervisory Board No. TorThor. 70/2552 Re: Rules

Securities (Thailand) Plc. for one month; and (3) {C}, a former investment consultant of Kiatnakin Securities Co., ltd., for three months.   In the case of {A}, the SEC found that he had taken trading orders

October 2017 Subject: Notification of the Board of Directors No. 9/2017 on the Company Investment in SUT Hydro Company Limited To: The President The Stock Exchange of Thailand Pursuant Following Hydrotek

Ref: AC.037/2019 23 December 2019 Subject Notification of the resolutions of the Board of Directors’ Meeting No.7/2019 To President and Managers The Stock Exchange of Thailand Forth Corporation

clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one

undertake any responsibility for its accuracy, nor be held liable for any loss or damage arising from or related to its use. PAGE 2 Notification of the Capital Market Supervisory Board No. TorThor. 70/2552 Re

this Notification comes into force fails to comply with the conditions stipulated in paragraph one, the approval shall be deemed terminated except the case of non-compliance with the conditions under (1

this Notification comes into force fails to comply with the conditions stipulated in paragraph one, the approval shall be deemed terminated except the case of non- compliance with the conditions under (1

prior to the date this Notification comes into force fails to comply with the conditions stipulated in paragraph one, the approval shall be deemed terminated except the case of non- compliance with the

of Approval for Investor Contacts In continuation of the Notification of the SEC Office No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated 21 June 2005 as amended by