Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ ETF ” means ETMF or foreign ETF . “ ETMF ” means exchange-traded fund in form of mutual fund
Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign ETF. “ETMF” means exchange-traded fund in form of mutual fund under the law on securities
. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign
35,000,000. (thirty five million baht). The transaction is considered as the disposal of assets transaction of subsidiary of listed company according to the Notification of the Capital Market Supervisory Board
agent must perform his or her duties in accordance with this notification. The securities company shall inform its client about the appointment of an agent to the client’s assets without delay. In the
been kept in custody of a securities company shall not be protected under the measures of protection of the Financial Institutions Development Fund; 1As added by the notification of the Securities and
Notification shall come into force as from 16 March 2007. Clause 2. In this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform
this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing, underwriting, mutual fund management, private fund
come into force as from 16 March 2007. Clause 2. In this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing
Company in an amount of Baht 400,540,000 (the “Selling Price”). In this regard, such transaction constitutes an asset disposal transaction pursuant to the Notification of the Capital Market Supervisory