Licensing Manual for the Public: (1) offering innovative financial services that facilitate problem solving or develop services in the Thai capital market or benefit Thai investors or the Thai capital market
evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering innovative financial services that facilitate problem solving or develop services in the Thai capital market or
securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising from major operational
sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
transactions or involving multiple jurisdictions. 2 Clause 4 The derivatives clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk
issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating
Performance T.K.S. Technologies Public Company Limited (“Company”) reported total revenues growth of 93% y-y in 2Q18 or THB 283 mil., primarily due to business combination consolidated Thai British Security