quarter of 2021, the operating results of the company and its subsidiaries showed the net profit of Baht 560.5 million, increased by 174.5% when compared to the fourth quarter of 2020 with the net profit of

(Loss) 0.40 6.01 (5.97) 23.30 Profit before tax 9.97 9.37 13.57 51.06 Net Profit 6.87 7.57 7.19 42.22 Total Revenues: An increase of 5.23% in revenues for the third quarter of 2019, while; 9 months period

-high Net Worth Investor and High Net Worth Investor, dated 24 December 2021 (available at https://law.sec.or.th/content/4859), the definition of “Institutional Investor” is determined by evaluating the

would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before

capital that reflects risks associated with custody of clients’ assets and helps bring good risk management. Net capital (NC) requirement will be applied for the digital asset businesses. Such digital

and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee

with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116

Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a

, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors

, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee