offences regarding market misconduct, and introducing civil penalty as an alternative sanction. Assistant Secretary-General Sakkarin Ruamrangsri said: ?The nature of market misconduct has become more
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Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for
The Securities and Exchange Commission (SEC) Board, represented by Prof. Wisit Wisitsora-at, SEC Board Chairman, along with Prof. Dr. Pornanong Budsaratragoon, SEC Secretary-General, and the Stock
Socatiyanurak, SEC Secretary-General said that the Capital Market Supervisory Board recently approved DR regulations on approval criteria and information disclosure. The launch of DRs will increase Thai capital
Miss Nichanun Jirachaiworachote On 28 October 2021, Miss Nichanun Jirachaiworachote (or other name is Miss Jirawan Chaipongpati) colluded with other 28 offenders, to manipulate the stock price of
Mr. Numpol Chaipongpati On 28 October 2021, Mr. Numpol Chaipongpati colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities
Mr. Thanakit Lersphati On 28 October 2021, Mr. Thanakit Lersphati colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities
Mr. Wiwat Lersphati On 28 October 2021, Mr. Wiwat Lersphati colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities trading