of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational
financial statements for the year 2020 and the management discussion and analysis for the year 2020 have not yet been submitted through the transmission system of the Stock Exchange of Thailand. This case is
. 20/2547 Rules for Derivatives Fund Management 16/04/2004 01/05/2004 2. Notification of the Office of the Securities and Exchange Commission 12/2549 31/03/2006 01/05/2006 3. Report/Form
Certification of auditor’s professional qualification Date ........ Month .......................... Year ............... Dear Secretary General of the Securities and Exchange Commission of Thailand
Mr. Anek Yooyuen, Deputy Secretary-General of the Securities and Exchange Commission (SEC), along with the management team, presented a charitable donation to Ramathibodi Foundation for "Project for
The Risk Management Committee (RMC), under the Securities and Exchange Commission (SEC), convened the No Gift Policy Meeting for year 2024. Mrs. Pornanong Budsaratragoon, SEC Secretary-General and
Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 12/2545 Re: Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of