subsequently to operate securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to
securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to securities borrowing and
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
data. 2 Clause 3 This Notification shall apply to the persons licensed to engage in securities business or derivatives business in the https://publish.sec.or.th/nrs/7038se.pdf 18071125.pdf พร้อมรุก 2
Certain Types of Securities Business Operator and Derivatives Business Operator. 25,000 baht per year In the case where the remaining period up to the end of the first calendar year of the licensed business
In the case where the remaining period up to the end of the first calendar year of the licensed business operation is shorter than six months, the licensee shall pay 50 percent of the relevant fee as
purpose of undertaking derivatives business in addition to the categories already licensed derivatives business license previously obtained, shall file the application as specified in accordance with