is capable of efficiently preventing risk in information technology and it attain an assessment the risk in information technology in the better level. In Nevertheless, the securities company may
director” means any person who is responsible for the operation at a departmental level in the company; (5) “work experience” means work experience in a financial institution or other organizations in a line
operation at a departmental level in the company; (6) “work experience” means work experience in a financial institution or other organizations in a line of work relating to money market or capital market, or
Board concerning Rules on Personnel in the Capital Market Business . Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be
concerning Rules on Personnel in the Capital Market Business. Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be director or
Manager dated 30 August 2006 shall be repealed. Clause 2. In this Notification: “Executive Director” means any person who is appointed by the board of directors as an executive director or authorised with
, Re: Additional Rules for Approval of Fund Manager dated 30 August 2006 shall be repealed. Clause 2. In this Notification: “Executive Director” means any person who is appointed by the board of
(2) as the case may be. For the purpose of Paragraph 1, the term “senior management” means manager, assistant manager, or a person whose position is in the same level as the aforesaid position but is