August 2004; Clause 2 In this Notification: (1) “net capital” means liquid capital deducted by risk haircuts; (2) “liquid capital” means liquid assets deducted by total liabilities; (3) “liquid assets
. contingent liabilities arising from guarantee, [or] certifying or aval on bill of exchange; 2. contingent liability which the securities company shall pay by cash or other assets when the specified incidents
interests amount of 82.18 million baht Size of Transaction : 82.18 million baht/ 5,207.38 million baht Size of Transaction : Size of the transaction equal to 1.58% of the net tangible assets by calculating
) The interests amount of 93.73 million baht Size of Transaction : 93.73 million baht/ 5,146.41 million baht Size of Transaction : Size of the transaction equal to 1.82% of the net tangible assets by
including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the unit responsible for custody of private fund assets
): □ (1) Organization structure of the applicant including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the
assets) respectively. The restricted fix deposit by a subsidiary was used as guarantee for loans from financial institution. 2.1.6 Deferred tax assets: As at and 30th June 2020 and 31st March 2020, the
subsidiary was used as guarantee for loans from financial institution. 2.1.6 Deferred tax assets: As at and 30th September 2020 and 31st March 2020, the Company and its subsidiaries had net value of Baht 17.77