operational procedures as well as rules and regulations in relation to listed companies and securities trading, some of which have already obtained approval from the SET Board of Governors, i.e., the revamp
, the SEC proposes the following supplementary principles to enhance investor protection: 1) AMCs intending to establish crypto ETFs must demonstrate readiness in terms of personnel, operational systems
Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Securities Company; (2) the Notification of the Office
paragraph relating to computer or electronic system: (1) the Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information
/2010 8. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Director of Derivatives Broker 28/12/2006 01/01/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval
opportunity to collaborate with the SEC and UN to impart practical guidance and share good practice in responsible investment with Thai institutional investors and capital market participants. This webinar