ownership OR "electrical ownership" OR "electric ownership" OR "electric possession" OR "electronic ownership" OR "electronic possession"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field
"electrical ownership" OR "electric ownership" OR "electric possession" OR "electronic ownership" OR "electronic possession"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Intermediaries ( 4 ) http://172.19.1.196:8983/solr/secweb/select?q=electronic property OR "electronic property" OR
office or a full-service branch office for approval; (3) accept or deliver money or securities by electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the
office or a full-service branch office for approval; (3) accept or deliver money or securities by electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the
settlement of dispute between the securities company and the customer. In the case where the securities company lacks of qualification under (3) or (5), the securities company may be granted an approval from
company. Clause 2. A securities company may appoint or allow another securities company’s executive to be or perform duty as its executive or advisor upon being granted approval from the Office on condition
company. Clause 2. A securities company may appoint or allow another securities company’s executive to be or perform duty as its executive or advisor upon being granted approval from the Office on condition
be or perform duty as its executive or advisor upon being granted approval from the Office on condition that the securities company is able to demonstrate establishment of the organizational structure
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